RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••• D••••• J••••
- S••••••••• W••••• P••••••• independent RIA currentsince May 15, 2017 · Franklin, Tn
- F•••• T•••• S••••••••• I••• BD affiliatedMay 16, 2011 to Nov 7, 2016 · Murfreesboro, Tn
- S••••••••• A•••••• A•••••••• I••• formerJan 23, 2009 to Dec 31, 2010 · Lavista, Ne
- B••••• • Y•••• A•••••••• I••• formerOct 19, 2007 to Jan 23, 2009 · Folsom, Ca
- F•••• T•••• S••••••••• I••• to S••••••••• W••••• P•••••••left Nov 7, 2016, registered May 15, 2017 (189 days) · Other
- S••••••••• A•••••• A•••••••• I••• to F•••• T•••• S••••••••• I•••left Dec 31, 2010, registered May 16, 2011 (136 days) · Other
- B••••• • Y•••• A•••••••• I••• to S••••••••• A•••••• A•••••••• I•••left Jan 23, 2009, registered Jan 23, 2009 (0 days) · corporate re-registration, not a move
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address