DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Scott Allan Mccord
Feed of 09/14/2026
At current firm
6 y
since Jun 8, 2020
In the industry
19 y
since Apr 24, 2007 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Independent Wealth Network, Inc. independent RIA currentsince Jun 8, 2020 · Peoria, Il
- Ausdal Financial Partners, Inc. independent RIAJun 1, 2015 to Jun 8, 2020 · East Peoria, Il
- Cambridge Investment Research Advisors, Inc. BD affiliatedJul 23, 2008 to Jun 4, 2015 · Peoria Heights, Il
- Morgan Stanley & Co. LLC unclassifiedApr 25, 2007 to Jun 6, 2008 · Peoria, Il
Moves
a registration end followed by a registration begin elsewhere
- Ausdal Financial Partners, Inc. to Independent Wealth Network, Inc.left Jun 8, 2020, registered Jun 8, 2020 (0 days) · RIA to RIA
- Cambridge Investment Research Advisors, Inc. to Ausdal Financial Partners, Inc.left Jun 4, 2015, registered Jun 1, 2015 (-3 days) · Other · moved with a team
- Morgan Stanley & Co. LLC to Cambridge Investment Research Advisors, Inc.left Jun 6, 2008, registered Jul 23, 2008 (47 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address