DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Registered advisor

C••• B••••

C•••••• S••••• • C••• I•••national BDHartsdale, Ny dual registrantIAPD 4307648

Feed of 09/14/2026

Also filed as Chad Turner Brown

At current firm

1 y

since Jan 16, 2025

In the industry

25 y

since Mar 22, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C•••••• S••••• • C••• I••• national BD current
since Jan 16, 2025 · Chicago, Il
T• A••••••••• I••••••••• M••••••••• L•• former
Dec 6, 2017 to Sep 7, 2023 · Jersey City, Nj
T• A••••••••• I••• former
Dec 6, 2017 to Oct 14, 2022 · Jersey City, Nj
S•••••••• I••••••••• M••••••••• former
Mar 29, 2017 to Dec 5, 2017 · Saint Louis, Mo

Moves

a registration end followed by a registration begin elsewhere

T• A••••••••• I••••••••• M••••••••• L•• to C•••••• S••••• • C••• I•••
left Sep 7, 2023, registered Jan 16, 2025 (497 days) · corporate re-registration, not a move
T• A••••••••• I••• to T• A••••••••• I••••••••• M••••••••• L••
left Oct 14, 2022, registered Dec 6, 2017 (-1773 days) · corporate re-registration, not a move
S•••••••• I••••••••• M••••••••• to T• A••••••••• I•••
left Dec 5, 2017, registered Dec 6, 2017 (1 days) · channel change inside one enterprise, not a move

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: National broker-dealer RIAderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address