K•••• M• B••••••••

• L•• F•••••••• L•• BD affiliated current
  since Jun 24, 2026 · Springfield, Ma
• L•• F•••••••• L•• BD affiliated
  Sep 5, 2025 to Apr 10, 2026 · Springfield, Ma
• C•••••• G•••• • C• I•• former
  May 1, 2006 to Jul 11, 2025 · Springfield, Ma
• G•••••• B•••• • A••••••••• I•• unclassified
  Sep 27, 2001 to Sep 23, 2004 · Springfield, Ma

• C•••••• G•••• • C• I•• to L•• F•••••••• L••
  left Jul 11, 2025, registered Sep 5, 2025 (56 days) · corporate re-registration, not a move
• G•••••• B•••• • A••••••••• I•• to C•••••• G•••• • C• I••
  left Sep 23, 2004, registered May 1, 2006 (585 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

25derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address