RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• C•••••• R••••
- L•• F•••••••• L•• BD affiliated currentsince Jul 10, 2025 · Haverhill, Ma
- N••• F•••••••• G••••• I••• formerJan 16, 2013 to Jul 10, 2025 · Haverhill, Ma
- I•••••••• C•••••• A••••••• formerNov 3, 2009 to Dec 7, 2012 · Lynnfield, Ma
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedNov 20, 2006 to Oct 20, 2009 · Reading, Ma
- C••••• I••••••••• S••••••• L•• formerMar 18, 2005 to Dec 4, 2006 · North Andover, Ma
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseApr 28, 2004 to Apr 6, 2005 · Andover, Ma
- N••• F•••••••• G••••• I••• to L•• F•••••••• L••left Jul 10, 2025, registered Jul 10, 2025 (0 days) · corporate re-registration, not a move
- I•••••••• C•••••• A••••••• to N••• F•••••••• G••••• I•••left Dec 7, 2012, registered Jan 16, 2013 (40 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to I•••••••• C•••••• A•••••••left Oct 20, 2009, registered Nov 3, 2009 (14 days) · Other
- C••••• I••••••••• S••••••• L•• to B••• O• A•••••• I••••••••• S•••••••• I•••left Dec 4, 2006, registered Nov 20, 2006 (-14 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to C••••• I••••••••• S••••••• L••left Apr 6, 2005, registered Mar 18, 2005 (-19 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address