RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••• J••••• W•••••••••
- L•• F•••••••• L•• BD affiliated currentsince Sep 22, 2025 · Honolulu, Hi
- C•••••• S••••• • C••• I••• national BDMay 20, 2022 to Aug 27, 2025 · Honolulu, Hi
- L•• F•••••••• L•• BD affiliatedSep 15, 2020 to May 6, 2022 · Pearl City, Hi
- C•••••• S••••• • C••• I••• to L•• F•••••••• L••left Aug 27, 2025, registered Sep 22, 2025 (26 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to C•••••• S••••• • C••• I•••left May 6, 2022, registered May 20, 2022 (14 days) · RIA to affiliated broker-dealer or bank
- E••••• J••••• W••••••••• left C•••••• S••••• • C••• I••• for L•• F•••••••• L•• (registered 2025-09-22)Aug 27, 2025 · Advisor changed firm · fact
- E••••• J••••• W••••••••• left L•• F•••••••• L•• for C•••••• S••••• • C••• I••• (registered 2022-05-20)May 6, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address