RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••• R• M••••••••
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Sep 17, 2009 · Pittsburgh, Pa
- N•• E•••••• S••••••••• C••••••••• formerMay 28, 2009 to Jul 13, 2009 · Pittsburgh, Pa
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 2, 2009 to Feb 11, 2009 · Pittsburgh, Pa
- N•• E•••••• S••••••••• C••••••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 13, 2009, registered Sep 17, 2009 (66 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N•• E•••••• S••••••••• C•••••••••left Feb 11, 2009, registered May 28, 2009 (106 days) · Other
- A•••• R• M•••••••• no longer holds an investment adviser registration (last listed at M•••••• L••••• P•••••• F••••• • S•••• I••••••••• on the 2026-09-14 feed)Sep 14, 2026 · Advisor registration ended · derived
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address