DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ryan Carr
Feed of 09/15/2026
Also filed as Ryan Robert Carr
At current firm
5 y
since Mar 24, 2021
In the industry
22 y
since Apr 30, 2004 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- RBC Capital Markets, LLC national BD currentsince Mar 24, 2021 · Florham Park, Nj
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseMar 6, 2019 to Mar 25, 2021 · Florham Park, Nj
- Credit Suisse Securities (USA) LLC formerFeb 12, 2016 to Oct 2, 2018 · New York, Ny
- Citigroup Global Markets Inc. BD affiliatedOct 16, 2013 to Oct 26, 2015 · Jersey City, Nj
- UBS Financial Services Inc. wirehouseJul 30, 2007 to Aug 14, 2013 · Weehawken, Nj
- Bofa Advisors, LLC formerJun 15, 2006 to Jul 6, 2007 · New York, Ny
- Morgan Stanley Dw Inc. unclassifiedOct 3, 2005 to May 2, 2006 · Jersey City, Nj
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJun 16, 2004 to Apr 15, 2005 · Florham Park, Nj
Moves
a registration end followed by a registration begin elsewhere
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to RBC Capital Markets, LLCleft Mar 25, 2021, registered Mar 24, 2021 (-1 days) · Wirehouse to affiliated broker-dealer or bank · moved with a team
- Credit Suisse Securities (USA) LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Oct 2, 2018, registered Mar 6, 2019 (155 days) · Other
- Citigroup Global Markets Inc. to Credit Suisse Securities (USA) LLCleft Oct 26, 2015, registered Feb 12, 2016 (109 days) · Other
- UBS Financial Services Inc. to Citigroup Global Markets Inc.left Aug 14, 2013, registered Oct 16, 2013 (63 days) · Other
- Bofa Advisors, LLC to UBS Financial Services Inc.left Jul 6, 2007, registered Jul 30, 2007 (24 days) · Other
- Morgan Stanley Dw Inc. to Bofa Advisors, LLCleft May 2, 2006, registered Jun 15, 2006 (44 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Morgan Stanley Dw Inc.left Apr 15, 2005, registered Oct 3, 2005 (171 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address