RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
L•• P•••••• W••••
- L•• F•••••••• L•• BD affiliated currentsince Jul 10, 2025 · Wellesley, Ma
- C•••••• G•••• • C• I•• formerDec 15, 2020 to Jul 10, 2025 · Wellesley, Ma
- S•••••• W••••• P•••••••• L•• BD affiliatedNov 29, 2016 to Dec 10, 2020 · Wellesley, Ma
- A••••••••• F•••••••• S•••••••• L•• national BDSep 30, 2015 to Nov 28, 2016 · Wellesley , Ma
- C•••••• G•••• • C• I•• to L•• F•••••••• L••left Jul 10, 2025, registered Jul 10, 2025 (0 days) · corporate re-registration, not a move
- S•••••• W••••• P•••••••• L•• to C•••••• G•••• • C• I••left Dec 10, 2020, registered Dec 15, 2020 (5 days) · Affiliated broker-dealer or bank to another
- A••••••••• F•••••••• S•••••••• L•• to S•••••• W••••• P•••••••• L••left Nov 28, 2016, registered Nov 29, 2016 (1 days) · Other · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address