RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E•••••••• A•• H•••••
- C••• I••••••••• A••••••• S•••••••• L•• institutional currentsince Oct 1, 2024 · Indianapolis, In
- H••••• F•••••••• A••••••• unclassifiedJun 4, 2004 to Mar 31, 2025 · Indianapolis, In
- O•••• F•• I••• formerJul 31, 2002 to Jun 17, 2004 · Indianapolis, In
- E•••••••• A•••••••• L•• national BDMar 15, 2001 to Aug 12, 2002 · Indianpolis, In
- H••••• F•••••••• A••••••• to C••• I••••••••• A••••••• S•••••••• L••left Mar 31, 2025, registered Oct 1, 2024 (-181 days) · Other
- O•••• F•• I••• to H••••• F•••••••• A•••••••left Jun 17, 2004, registered Jun 4, 2004 (-13 days) · Other
- E•••••••• A•••••••• L•• to O•••• F•• I•••left Aug 12, 2002, registered Jul 31, 2002 (-12 days) · Other
- E•••••••• A•• H••••• left H••••• F•••••••• A••••••• for C••• I••••••••• A••••••• S•••••••• L•• (registered 2024-10-01)Mar 31, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address