DFX Intelligence
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Registered advisor
J••••• L•••• V•••••••
Feed of 09/14/2026
Also filed as J••••• L• V••••••••• V••••••••• V••••••••• L• V•••••••
At current firm
1 y
since Apr 17, 2025
In the industry
25 y
since Sep 20, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• F•••••••• S••••••• A•••••••• I•• BD affiliated currentsince Apr 17, 2025 · Tacoma, Wa
- E••••• J•••• national BDJul 26, 2023 to Mar 13, 2025 · Gig Harbor, Wa
- A••••••••• F•••••••• S•••••••• L•• national BDOct 5, 2009 to Apr 19, 2010 · Woodland Hills, Ca
- A••••••••• A•••••• S•••••••• I••• unclassifiedNov 17, 2008 to Oct 5, 2009 · Woodland Hills, Ca
- U•• F•••••••• S••••••• I••• wirehouseSep 20, 2001 to Nov 17, 2008 · Woodland Hills, Ca
Moves
a registration end followed by a registration begin elsewhere
- E••••• J•••• to R•••••• J•••• F•••••••• S••••••• A•••••••• I••left Mar 13, 2025, registered Apr 17, 2025 (35 days) · Affiliated broker-dealer or bank to another · moved with a team
- A••••••••• F•••••••• S•••••••• L•• to E••••• J••••left Apr 19, 2010, registered Jul 26, 2023 (4846 days) · Affiliated broker-dealer or bank to another
- A••••••••• A•••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••left Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move
- U•• F•••••••• S••••••• I••• to A••••••••• A•••••• S•••••••• I•••left Nov 17, 2008, registered Nov 17, 2008 (0 days) · Other
Signals
- ••• LockedMar 13, 2025 · Advisor changed firm · fact
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address