RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D•••• W••••• H•••••
- C••••• • A••••••••• I••• independent RIA currentsince Jan 2, 2025 · Tampa, Fl
- C•••••• F•••••••• S•••••••• I••• formerMar 7, 2007 to Jul 31, 2019 · Eugene, Or
- U••••• H••••••• F•••••••• S•••••••• I••• unclassifiedJul 12, 2006 to Mar 7, 2007 · Meridian, Id
- O•••• F•• I••• formerJun 16, 2003 to Jul 17, 2006 · Eugene, Or
- C•••••• F•••••••• S•••••••• I••• to C••••• • A••••••••• I•••left Jul 31, 2019, registered Jan 2, 2025 (1982 days) · RIA to RIA · moved with a team
- U••••• H••••••• F•••••••• S•••••••• I••• to C•••••• F•••••••• S•••••••• I•••left Mar 7, 2007, registered Mar 7, 2007 (0 days) · Other
- O•••• F•• I••• to U••••• H••••••• F•••••••• S•••••••• I•••left Jul 17, 2006, registered Jul 12, 2006 (-5 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 30derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address