RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• D••••••••• B••••••
- B•••••• • C•••••• P•••••• W••••• M••••••••• L•• independent RIA currentsince Jan 13, 2021 · Coral Gables, Fl
- B•••••• • C••••••• L•• formerMay 17, 2012 to Nov 30, 2018 · Jackson, Wy
- C•••••••• G••••• M•••••• I••• BD affiliatedApr 2, 2001 to Sep 25, 2007 · San Francisco, Ca
- B•••••• • C••••••• L•• to B•••••• • C•••••• P•••••• W••••• M••••••••• L••left Nov 30, 2018, registered Jan 13, 2021 (775 days) · RIA to RIA
- C•••••••• G••••• M•••••• I••• to B•••••• • C••••••• L••left Sep 25, 2007, registered May 17, 2012 (1696 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address