RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G•••••• B•••• B••••••
- L•• F•••••••• L•• BD affiliated currentsince May 15, 2025 · Charleston, Sc
- C••• F•••••••• S•••••••• L••• formerJun 24, 2015 to May 15, 2025 · North Charleston, Sc
- B••• I••••••••• S•••••••• I••• formerAug 12, 2009 to Jun 3, 2015 · Charlotte, Nc
- B••• A•••• M••••••••• I••• unclassifiedMay 4, 2005 to Feb 14, 2006 · Raleigh, Nc
- C••• F•••••••• S•••••••• L••• to L•• F•••••••• L••left May 15, 2025, registered May 15, 2025 (0 days) · corporate re-registration, not a move
- B••• I••••••••• S•••••••• I••• to C••• F•••••••• S•••••••• L•••left Jun 3, 2015, registered Jun 24, 2015 (21 days) · Other
- B••• A•••• M••••••••• I••• to B••• I••••••••• S•••••••• I•••left Feb 14, 2006, registered Aug 12, 2009 (1275 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address