RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••• L••••••• K•••••
- E•• C•••••• A•••••••• L•• state registered currentsince Jan 10, 2012 · Emmaus, Pa
- I•••••••• C•••••• A••••••• formerJun 24, 2005 to Nov 19, 2012 · Lynnfield, Ma
- N••• F•••••••• G••••• I••• formerMar 10, 2004 to Apr 8, 2005 · Wyckoff, Nj
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseFeb 3, 2003 to Mar 3, 2004 · Paramus, Nj
- M••••• S•••••• D• I••• unclassifiedMay 28, 2002 to Nov 14, 2002 · Ridgewood, Nj
- I•••••••• C•••••• A••••••• to E•• C•••••• A•••••••• L••left Nov 19, 2012, registered Jan 10, 2012 (-314 days) · Other
- N••• F•••••••• G••••• I••• to I•••••••• C•••••• A•••••••left Apr 8, 2005, registered Jun 24, 2005 (77 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to N••• F•••••••• G••••• I•••left Mar 3, 2004, registered Mar 10, 2004 (7 days) · Other
- M••••• S•••••• D• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Nov 14, 2002, registered Feb 3, 2003 (81 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address