DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kale Olson
Feed of 09/14/2026
At current firm
6 y
since Oct 18, 2019
In the industry
25 y
since Jun 8, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Robert W. Baird & Co. Incorporated mixed wealth currentsince Oct 18, 2019 · Asheville, Nc
- J.J.B. Hilliard, W.L. Lyons, LLC formerMay 27, 2018 to Oct 18, 2019 · Asheville, Nc
- Oppenheimer & Co. Inc. BD affiliatedMar 17, 2009 to May 30, 2018 · Asheville, Nc
- Stanford Group Company unclassifiedNov 7, 2008 to Mar 16, 2009 · Asheville, Nc
- UBS Financial Services Inc. wirehouseMar 21, 2002 to Nov 17, 2008 · Asheville, Nc
Moves
a registration end followed by a registration begin elsewhere
- J.J.B. Hilliard, W.L. Lyons, LLC to Robert W. Baird & Co. Incorporatedleft Oct 18, 2019, registered Oct 18, 2019 (0 days) · corporate re-registration, not a move
- Oppenheimer & Co. Inc. to J.J.B. Hilliard, W.L. Lyons, LLCleft May 30, 2018, registered May 27, 2018 (-3 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Stanford Group Company to Oppenheimer & Co. Inc.left Mar 16, 2009, registered Mar 17, 2009 (1 days) · Other
- UBS Financial Services Inc. to Stanford Group Companyleft Nov 17, 2008, registered Nov 7, 2008 (-10 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address