F••••••• P•••••

• C••••• I••••••••• A••••••• L•• BD affiliated current
  since Sep 9, 2015 · New Orleans, La
• A••••••••• F•••••••• S•••••••• L•• national BD
  Oct 5, 2009 to Aug 26, 2015 · New Orleans, La
• A••••••••• A•••••• S•••••••• I••• unclassified
  Apr 16, 2009 to Oct 5, 2009 · New Orleans, La

• A••••••••• F•••••••• S•••••••• L•• to C••••• I••••••••• A••••••• L••
  left Aug 26, 2015, registered Sep 9, 2015 (14 days) · Other
• A••••••••• A•••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••
  left Oct 5, 2009, registered Oct 5, 2009 (0 days) · corporate re-registration, not a move

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

25derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address