RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• M••••••• B••••••
- B•••••• F•••••••• A••••••• state registered currentsince Jun 24, 2014 · Fort Wayne, In
- L•• F•••••••• L•• BD affiliatedSep 4, 2008 to Jun 23, 2014 · Fort Wayne, In
- R•••••• J•••• • A••••••••• I••• national BDJan 26, 2006 to Sep 11, 2008 · Ft. Wayne, In
- L•• F•••••••• L•• to B•••••• F•••••••• A•••••••left Jun 23, 2014, registered Jun 24, 2014 (1 days) · Other
- R•••••• J•••• • A••••••••• I••• to L•• F•••••••• L••left Sep 11, 2008, registered Sep 4, 2008 (-7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address