RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
V•• C••••••••• P•••••
- I•• A•••••••• L•• independent RIA currentsince Apr 6, 2026 · Atlanta, Ga
- K••••• A••••••• S•••••••• L•• BD affiliatedApr 27, 2016 to Apr 1, 2026 · Alpharetta, Ga
- N•• A•••••• S•••••••• L•• formerSep 17, 2015 to Sep 22, 2016 · Alpharetta, Ga
- I••••••••• A••••••• S••••••• I•• formerJul 17, 2012 to Sep 8, 2015 · Alpharetta, Ga
- R••••••• H••••••• I••••••••• A•••••••• I••• formerJan 30, 2012 to Jul 11, 2012 · Atlanta, Ga
- K••••• A••••••• S•••••••• L•• to I•• A•••••••• L••left Apr 1, 2026, registered Apr 6, 2026 (5 days) · Affiliated broker-dealer or bank to independent RIA
- N•• A•••••• S•••••••• L•• to K••••• A••••••• S•••••••• L••left Sep 22, 2016, registered Apr 27, 2016 (-148 days) · corporate re-registration, not a move
- I••••••••• A••••••• S••••••• I•• to N•• A•••••• S•••••••• L••left Sep 8, 2015, registered Sep 17, 2015 (9 days) · Other · moved with a team
- R••••••• H••••••• I••••••••• A•••••••• I••• to I••••••••• A••••••• S••••••• I••left Jul 11, 2012, registered Jul 17, 2012 (6 days) · Other
- V•• C••••••••• P••••• left K••••• A••••••• S•••••••• L•• for I•• A•••••••• L•• (registered 2026-04-06)Apr 1, 2026 · a•••••• firm change · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address