DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

D•••• S••••••

R••• P•••••• W••••• M•••••••••formerBedford, Nhdual registrantIAPD 4331576

Feed of 09/17/2026

Also filed as Debra Labrecque

At current firm

1 y

since Jan 10, 2025

In the industry

12 y

since Mar 1, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

R••• P•••••• W••••• M••••••••• former current
since Sep 10, 2026 · Bedford, Nh
A••••••••• F•••••••• S•••••••• L•• national BD current
since Jan 10, 2025 · Bedford, Nh
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Apr 1, 2021 to Dec 24, 2024 · Concord, Nh
L•• F•••••••• L•• BD affiliated
Feb 14, 2018 to Apr 8, 2021 · Concord, Nh
I••••• F•••••••• C••••••••• former
Mar 31, 2015 to Feb 14, 2018 · Concord, Nh

Moves

a registration end followed by a registration begin elsewhere

C•••••••• I••••••••• R••••••• A•••••••• I••• to A••••••••• F•••••••• S•••••••• L••
left Dec 24, 2024, registered Jan 10, 2025 (17 days) · Affiliated broker-dealer or bank to another
L•• F•••••••• L•• to C•••••••• I••••••••• R••••••• A•••••••• I•••
left Apr 8, 2021, registered Apr 1, 2021 (-7 days) · Affiliated broker-dealer or bank to another · moved with a team
I••••• F•••••••• C••••••••• to L•• F•••••••• L••
left Feb 14, 2018, registered Feb 14, 2018 (0 days) · corporate re-registration, not a move

Signals

Debra Swanson left Cambridge Investment Research Advisors, Inc. for Ameriprise Financial Services, Llc (registered 2025-01-10)
Dec 24, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Former SEC-registered adviserderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address