RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S••••• J•• G••••••••
- C••••• I••••••••• A••••••• L•• BD affiliated currentsince Mar 21, 2023 · St Simons Island, Ga
- S••••• F•••••••• G•••• I•• formerSep 12, 2013 to May 20, 2021 · St Simons Island, Ga
- I• A••••••• S•••••••• I••• formerNov 12, 2008 to Oct 10, 2013 · Middletown, Nj
- C•••••••• G••••• M•••••• I••• BD affiliatedAug 8, 2005 to Oct 28, 2008 · Sea Girt, Nj
- U•• F•••••••• S••••••• I••• wirehouseApr 22, 2002 to Aug 18, 2005 · Red Bank, Nj
- S••••• F•••••••• G•••• I•• to C••••• I••••••••• A••••••• L••left May 20, 2021, registered Mar 21, 2023 (670 days) · corporate re-registration, not a move
- I• A••••••• S•••••••• I••• to S••••• F•••••••• G•••• I••left Oct 10, 2013, registered Sep 12, 2013 (-28 days) · Other
- C•••••••• G••••• M•••••• I••• to I• A••••••• S•••••••• I•••left Oct 28, 2008, registered Nov 12, 2008 (15 days) · Other
- U•• F•••••••• S••••••• I••• to C•••••••• G••••• M•••••• I•••left Aug 18, 2005, registered Aug 8, 2005 (-10 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address