RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••• O••• S••••
- Title
- Chief Executive Officerreporteddiversify.comfirm site, Sep 15, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- D•••••••• A••••••• S•••••••• L•• BD affiliated currentsince Sep 15, 2023 · South Jordan, Ut
- D•••••••• A••••••• S•••••••• L•• BD affiliatedSep 1, 2023 to Sep 8, 2023 · South Jordan, Ut
- D•••••••• W••••• M••••••••• I••• unclassifiedDec 20, 2013 to Nov 16, 2015 · South Jordan, Ut
- D•••••••• W••••• M••••••••• L•• formerOct 11, 2011 to Oct 6, 2014 · South Jordan, Ut
- A•••• C••••••• I••• formerMar 9, 2011 to Aug 26, 2011 · Draper, Ut
- O••• I••••••••• A••••••• I•• unclassifiedNov 18, 2005 to May 24, 2011 · Salt Lake City, Ut
- D•••••••• W••••• M••••••••• I••• to D•••••••• A••••••• S•••••••• L••left Nov 16, 2015, registered Sep 1, 2023 (2846 days) · Other · moved with a team
- D•••••••• W••••• M••••••••• L•• to D•••••••• W••••• M••••••••• I•••left Oct 6, 2014, registered Dec 20, 2013 (-290 days) · Other
- A•••• C••••••• I••• to D•••••••• W••••• M••••••••• L••left Aug 26, 2011, registered Oct 11, 2011 (46 days) · Other
- O••• I••••••••• A••••••• I•• to A•••• C••••••• I•••left May 24, 2011, registered Mar 9, 2011 (-76 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 22derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address