RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• T•••••
- U••••• C•••••• F•••••••• A••••••• independent RIA currentsince Sep 8, 2015 · Irving, Tx
- R•• W••••• A••••••• formerFeb 20, 2015 to Aug 27, 2015 · Dallas, Tx
- R•••• • M••• F•••••••• A••••••• I•• formerJun 19, 2003 to Oct 25, 2005 · Denton, Tx
- R•• W••••• A••••••• to U••••• C•••••• F•••••••• A•••••••left Aug 27, 2015, registered Sep 8, 2015 (12 days) · Other
- R•••• • M••• F•••••••• A••••••• I•• to R•• W••••• A•••••••left Oct 25, 2005, registered Feb 20, 2015 (3405 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address