RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
W•••••• A••• L••••••
- M••••••• I••••••••• A•••••••• L•• asset manager currentsince Oct 6, 2023 · Wynnewood, Pa
- M••••••• P•••••• W•••••• L•• formerJan 5, 2012 to Oct 2, 2023 · Wynnewood, Pa
- C•• F••• A•••••••• L•• formerOct 28, 2010 to Jul 15, 2021 · Wynnewood, Pa
- C•• F••• A•••••••• I••• unclassifiedSep 5, 2003 to Dec 7, 2010 · Philadelphia, Pa
- M••••••• P•••••• W•••••• L•• to M••••••• I••••••••• A•••••••• L••left Oct 2, 2023, registered Oct 6, 2023 (4 days) · Other
- C•• F••• A•••••••• L•• to M••••••• P•••••• W•••••• L••left Jul 15, 2021, registered Jan 5, 2012 (-3479 days) · Other
- C•• F••• A•••••••• I••• to C•• F••• A•••••••• L••left Dec 7, 2010, registered Oct 28, 2010 (-40 days) · Other
- W•••••• A••• L•••••• left M••••••• P•••••• W•••••• L•• for M••••••• I••••••••• A•••••••• L•• (registered 2023-10-06)Oct 2, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 39derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address