RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R••••• A••••• L••••
- G••••• P••••••• F•• G•••••• L•• state registered currentsince Apr 7, 2020 · Raleigh, Nc
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 23, 2009 to Jun 21, 2016 · Raleigh, Nc
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedMay 16, 2005 to Oct 23, 2009 · Raleigh, Nc
- C•••••••• G••••• M•••••• I••• BD affiliatedJan 11, 2005 to May 20, 2005 · Charleston, Wv
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to G••••• P••••••• F•• G•••••• L••left Jun 21, 2016, registered Apr 7, 2020 (1386 days) · Wirehouse to a state-registered adviser
- B••• O• A•••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Oct 23, 2009, registered Oct 23, 2009 (0 days) · corporate re-registration, not a move
- C•••••••• G••••• M•••••• I••• to B••• O• A•••••• I••••••••• S•••••••• I•••left May 20, 2005, registered May 16, 2005 (-4 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address