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Registered advisor
M••••• J•••• F•••••
Feed of 09/14/2026
At current firm
14 y
since Jan 17, 2012
In the industry
25 y
since Feb 26, 2001 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- L•• F•••••••• L•• BD affiliated currentsince Jan 17, 2012 · Seal Beach, Ca
- U••• B•••••• A•••••••• L•• BD affiliatedDec 7, 2005 to Jan 20, 2012 · Santa Ana, Ca
- W•••• F•••• I••••••••• L•• unclassifiedMay 11, 2005 to Dec 7, 2005 · Seal Beach, Ca
Moves
a registration end followed by a registration begin elsewhere
- U••• B•••••• A•••••••• L•• to L•• F•••••••• L••left Jan 20, 2012, registered Jan 17, 2012 (-3 days) · Other
- W•••• F•••• I••••••••• L•• to U••• B•••••• A•••••••• L••left Dec 7, 2005, registered Dec 7, 2005 (0 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address