RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B••••• O•••• B••••
- B•••• A•••• M••••••••• L•• state registered currentsince Mar 11, 2008 · Williamsburg, Va
- I•••••••• C•••••• A••••••• formerJun 16, 2005 to Dec 31, 2005 · Williausburg, Va
- E•••••• P•••• A••••••• I••• unclassifiedFeb 12, 2003 to Jun 16, 2005 · Williamsburg, Va
- L••• M•••• W••• W•••••• I••••••••• unclassifiedApr 26, 2001 to Feb 11, 2003 · Newport News, Va
- I•••••••• C•••••• A••••••• to B•••• A•••• M••••••••• L••left Dec 31, 2005, registered Mar 11, 2008 (801 days) · Other
- E•••••• P•••• A••••••• I••• to I•••••••• C•••••• A•••••••left Jun 16, 2005, registered Jun 16, 2005 (0 days) · Other
- L••• M•••• W••• W•••••• I••••••••• to E•••••• P•••• A••••••• I•••left Feb 11, 2003, registered Feb 12, 2003 (1 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address