RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• D••• T••••
- T•••••• N••••• independent RIA currentsince Feb 23, 2016 · Sugar Land, Tx
- A•••••••• C•••••• A•••••••• I••• independent RIAJan 5, 2006 to Jan 22, 2016 · Houston, Tx
- A••••••• G•••••• S••••••••• I••••••••• unclassifiedJan 3, 2003 to Mar 10, 2005 · Sugarland, Tx
- O•••• F•• I••• formerAug 16, 2002 to Nov 11, 2002 · Houston, Tx
- A•••••••• C•••••• A•••••••• I••• to T•••••• N•••••left Jan 22, 2016, registered Feb 23, 2016 (32 days) · Other
- A••••••• G•••••• S••••••••• I••••••••• to A•••••••• C•••••• A•••••••• I•••left Mar 10, 2005, registered Jan 5, 2006 (301 days) · Other
- O•••• F•• I••• to A••••••• G•••••• S••••••••• I•••••••••left Nov 11, 2002, registered Jan 3, 2003 (53 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address