RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
T•••• D•••••• C••••••
- N•• M••••• B••••••• no RAUM currentsince Nov 2, 2012 · Gaithersburg, Md
- C•••••• F•••••••• G•••• unclassifiedOct 31, 2006 to Dec 31, 2011 · Silver Spring, Md
- B••••• • C••••••• L•• unclassifiedOct 25, 2005 to May 3, 2007 · Bethesda, Md
- M•• I•••••••• S•••••••• L•• BD affiliatedOct 6, 2003 to Sep 6, 2005 · Bethesda, Md
- E•••••••• A•••••••• L•• national BDMay 17, 2001 to Aug 5, 2003 · Silver Spring, Md
- C•••••• F•••••••• G•••• to N•• M••••• B•••••••left Dec 31, 2011, registered Nov 2, 2012 (307 days) · Other
- B••••• • C••••••• L•• to C•••••• F•••••••• G••••left May 3, 2007, registered Oct 31, 2006 (-184 days) · Other
- M•• I•••••••• S•••••••• L•• to B••••• • C••••••• L••left Sep 6, 2005, registered Oct 25, 2005 (49 days) · Other
- E•••••••• A•••••••• L•• to M•• I•••••••• S•••••••• L••left Aug 5, 2003, registered Oct 6, 2003 (62 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address