DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
J•••••• V•••••• V•••••
Feed of 09/14/2026
Also filed as J•••••• V•••••• V•••••
At current firm
7 y
since Oct 16, 2018
In the industry
18 y
since Dec 6, 2007 (earliest exam, job or registration)
Prior registered firms
1
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Oct 16, 2018 · Coral Gables, Fl
- H••• S••••••••• •••• I••• BD affiliatedDec 6, 2007 to Jul 23, 2013 · Miami, Fl
Moves
a registration end followed by a registration begin elsewhere
- H••• S••••••••• •••• I••• to R•••••• J•••• • A••••••••• I•••left Jul 23, 2013, registered Oct 16, 2018 (1911 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 18derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address