A•••••• S••••• P••••

C••••• I••••••••• A••••••• L••BD affiliatedFargo, Nddual registrantIAPD 4353039

Feed of 09/14/2026

Also filed as T••• P••••••••• S• P••••

At current firm

1 y

since Feb 20, 2025

In the industry

25 y

since Feb 26, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

C••••• I••••••••• A••••••• L•• BD affiliated current
since Feb 20, 2025 · Fargo, Nd
C•••••••• F•••••••• G•••• A••••••• former
Sep 26, 2011 to Feb 20, 2025 · Fargo, Nd
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• former
Jul 24, 2006 to Sep 15, 2011 · Fargo, Nd

Moves

a registration end followed by a registration begin elsewhere

C•••••••• F•••••••• G•••• A••••••• to C••••• I••••••••• A••••••• L••
left Feb 20, 2025, registered Feb 20, 2025 (0 days) · corporate re-registration, not a move
N••••••• P••••••• C••••••••• •••• O• A••••••• I• F• • N•• to C•••••••• F•••••••• G•••• A•••••••
left Sep 15, 2011, registered Sep 26, 2011 (11 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address