RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••• C••••••••• M••••••
- I••••••••• A••••••• N•••••• L•• independent RIA currentsince Apr 11, 2017 · Mount Airy, Md
- F•••• A••••• A••••••• S•••••••• I••• formerJul 2, 2012 to Jul 2, 2015 · Mt. Airy, Md
- F•••• A••••• S••••••••• I••• formerFeb 19, 2008 to Jul 12, 2012 · San Diego, Ca
- A•••••••• C•••••• C••••••••• unclassifiedJun 12, 2006 to Feb 19, 2008 · Mt. Airy, Md
- F•••• A••••• A••••••• S•••••••• I••• to I••••••••• A••••••• N•••••• L••left Jul 2, 2015, registered Apr 11, 2017 (649 days) · Other
- F•••• A••••• S••••••••• I••• to F•••• A••••• A••••••• S•••••••• I•••left Jul 12, 2012, registered Jul 2, 2012 (-10 days) · corporate re-registration, not a move
- A•••••••• C•••••• C••••••••• to F•••• A••••• S••••••••• I•••left Feb 19, 2008, registered Feb 19, 2008 (0 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 28derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address