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Registered advisor
L•••• M•••••• W•••
Feed of 09/14/2026
At current firm
10 y
since Jul 8, 2016
In the industry
24 y
since Jun 10, 2002 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- R•••••• J•••• • A••••••••• I••• national BD currentsince Jul 8, 2016 · Atlanta, Ga
- R•• C•••••• M••••••• L•• national BDJul 16, 2015 to Jul 11, 2016 · Atlanta, Ga
- L•• F•••••••• L•• BD affiliatedMar 25, 2014 to Jul 10, 2015 · Alpharetta, Ga
- S••••••• I••••••••• S•••••••• I••• formerMar 29, 2005 to Feb 10, 2014 · Atlanta, Ga
- K•••••• C•••••• M•••••• I••• unclassifiedMay 10, 2004 to Mar 23, 2005 · Cleveland, Oh
Moves
a registration end followed by a registration begin elsewhere
- R•• C•••••• M••••••• L•• to R•••••• J•••• • A••••••••• I•••left Jul 11, 2016, registered Jul 8, 2016 (-3 days) · Affiliated broker-dealer or bank to another
- L•• F•••••••• L•• to R•• C•••••• M••••••• L••left Jul 10, 2015, registered Jul 16, 2015 (6 days) · Other
- S••••••• I••••••••• S•••••••• I••• to L•• F•••••••• L••left Feb 10, 2014, registered Mar 25, 2014 (43 days) · Other
- K•••••• C•••••• M•••••• I••• to S••••••• I••••••••• S•••••••• I•••left Mar 23, 2005, registered Mar 29, 2005 (6 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- National broker-dealer RIAderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address