DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Ronald Massey
At current firm
9 y
since Jan 31, 2017
In the industry
25 y
since Apr 5, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Massey Financial state registered currentsince Jan 31, 2017 · Bayonne, Nj
- Massey Financial state registeredApr 6, 2015 to Dec 31, 2016 · Bayonne, Nj
- Quest Capital Strategies, Inc. formerJan 30, 2007 to Apr 17, 2015 · Bayonne, Nj
- Nfsg Corporation BD affiliatedJan 28, 2005 to Jun 20, 2006 · Boca Raton, Fl
- Citigroup Global Markets Inc. BD affiliatedApr 5, 2001 to Jul 1, 2004 · Boca Raton, Fl
Moves
a registration end followed by a registration begin elsewhere
- Quest Capital Strategies, Inc. to Massey Financialleft Apr 17, 2015, registered Apr 6, 2015 (-11 days) · Other
- Nfsg Corporation to Quest Capital Strategies, Inc.left Jun 20, 2006, registered Jan 30, 2007 (224 days) · Other
- Citigroup Global Markets Inc. to Nfsg Corporationleft Jul 1, 2004, registered Jan 28, 2005 (211 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address