DFX Intelligence
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Registered advisor
R••••• F••••••••• A••••
Feed of 09/14/2026
Also filed as B•• A••••
At current firm
15 y
since Jun 14, 2011
In the industry
24 y
since Apr 23, 2002 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
4
current, as an IAR
Firms today
1
current registrations
Exams
S65, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse currentsince Jun 14, 2011 · Richmond, Va
- S••••••• I••••••••• S•••••••• I••• formerSep 4, 2008 to Sep 2, 2009 · Dundalk, Md
- U•••• F•••••••• S••••••• G••••• I••• unclassifiedSep 4, 2003 to Mar 23, 2007 · Columbia, Md
Moves
a registration end followed by a registration begin elsewhere
- S••••••• I••••••••• S•••••••• I••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Sep 2, 2009, registered Jun 14, 2011 (650 days) · Other
- U•••• F•••••••• S••••••• G••••• I••• to S••••••• I••••••••• S•••••••• I•••left Mar 23, 2007, registered Sep 4, 2008 (531 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address