DFX Intelligence
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Registered advisor
T••••••• A• M•••••••
Chartered Financial Consultant
Feed of 09/14/2026
Also filed as T••••••• A••• M••••••••• A••• M• K•••••
At current firm
10 y
since May 16, 2016
In the industry
16 y
since Oct 26, 2009 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- S•••••• W••••• P•••••••• L•• BD affiliated currentsince May 16, 2016 · Beachwood, Oh
- T•• M••••• F••• S•••• unclassifiedJan 28, 2013 to May 17, 2016 · Overland Park, Ks
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseOct 27, 2009 to Apr 26, 2011 · Buffalo, Ny
Moves
a registration end followed by a registration begin elsewhere
- T•• M••••• F••• S•••• to S•••••• W••••• P•••••••• L••left May 17, 2016, registered May 16, 2016 (-1 days) · Other
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to T•• M••••• F••• S••••left Apr 26, 2011, registered Jan 28, 2013 (643 days) · Other
Signals
No dated event on this person.
Transition signalsWhat these will draw onThe observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves.Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Mobility scoring is not published yet.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address