RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
R•••••• E••••• I••••
- R•• W••••• M••••••••• independent RIA currentsince Nov 4, 2014 · Tampa, Fl
- B•• M••••• S••••••••• C••••••••• otherMar 28, 2008 to Apr 3, 2014 · Pittsburgh, Pa
- M••••• K••••• • C••••••• L•• formerMay 2, 2007 to Sep 6, 2007 · Tampa, Fl
- A•••••• I••••••••• M••••••••• C•••••• L•• unclassifiedApr 24, 2006 to May 1, 2007 · Memphis, Tn
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedFeb 13, 2003 to Mar 14, 2006 · Tampa, Fl
- B•• M••••• S••••••••• C••••••••• to R•• W••••• M•••••••••left Apr 3, 2014, registered Nov 4, 2014 (215 days) · Other
- M••••• K••••• • C••••••• L•• to B•• M••••• S••••••••• C•••••••••left Sep 6, 2007, registered Mar 28, 2008 (204 days) · Other
- A•••••• I••••••••• M••••••••• C•••••• L•• to M••••• K••••• • C••••••• L••left May 1, 2007, registered May 2, 2007 (1 days) · Other
- B••• O• A•••••• I••••••••• S•••••••• I••• to A•••••• I••••••••• M••••••••• C•••••• L••left Mar 14, 2006, registered Apr 24, 2006 (41 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address