RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M•••••• D•• M••••••
- V•••••• P•••• M••••••••• I••• state registered currentsince Jun 29, 2017 · North Ogden, Ut
- V•••••• P•••• I••••••••• I••• state registeredDec 1, 2016 to May 5, 2017 · North Ogden, Ut
- G•• A••••••• formerMay 4, 2010 to Dec 2, 2013 · Sandy, Ut
- S•• BD affiliatedJun 24, 2004 to May 4, 2010 · Midvale, Ut
- O•••• F•• I••• formerJan 27, 2003 to Oct 16, 2003 · Salt Lake City, Ut
- V•••••• P•••• I••••••••• I••• to V•••••• P•••• M••••••••• I•••left May 5, 2017, registered Jun 29, 2017 (55 days) · Other
- G•• A••••••• to V•••••• P•••• I••••••••• I•••left Dec 2, 2013, registered Dec 1, 2016 (1095 days) · Other
- S•• to G•• A•••••••left May 4, 2010, registered May 4, 2010 (0 days) · Other
- O•••• F•• I••• to S••left Oct 16, 2003, registered Jun 24, 2004 (252 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address