DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

H•••••• S•••• S••••••••

A••••• I••••••••• M••••••••• L••independent RIAWilton, CtIA-onlyIAPD 4364781

Feed of 09/14/2026

Also filed as H•••••• S•••• S••••••••

At current firm

1 y

since Jun 11, 2025

In the industry

25 y

since Jul 5, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Professional profile

what the firm itself publishes, with the page it was read from

Title: Chief Operating Officerreportedagilisim.comfirm site, Sep 15, 2026

Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.

Registration history

IAPD current and previous registrations

A••••• I••••••••• M••••••••• L•• independent RIA current
since Jun 11, 2025 · Wilton, Ct
R•••• R••• A••••••• L•• independent RIA
Nov 1, 2024 to Jun 10, 2025 · Wilton, Ct
G•••••••• I••••••••• M••••••••• I••• former
Oct 5, 2020 to Nov 5, 2024 · Norwalk, Ct
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Jun 9, 2005 to Feb 5, 2007 · Fairfield, Ct
N••••••••• M••••• I••••••••• S••••••••• no RAUM
Nov 1, 2004 to Feb 3, 2005 · Westport, Ct
A•••• • F•••••••• P•••••••• L•• former
Oct 22, 2002 to Aug 25, 2004 · Poughkeepsie, Ny

Moves

a registration end followed by a registration begin elsewhere

R•••• R••• A••••••• L•• to A••••• I••••••••• M••••••••• L••
left Jun 10, 2025, registered Jun 11, 2025 (1 days) · RIA to a newly registered adviser · moved with a team
G•••••••• I••••••••• M••••••••• I••• to R•••• R••• A••••••• L••
left Nov 5, 2024, registered Nov 1, 2024 (-4 days) · RIA to RIA · moved with a team
N••••••••• M••••• I••••••••• S••••••••• to G•••••••• I••••••••• M••••••••• I•••
left Feb 5, 2007, registered Oct 5, 2020 (4991 days) · Other
A•••• • F•••••••• P•••••••• L•• to N••••••••• M••••• I••••••••• S•••••••••
left Aug 25, 2004, registered Nov 1, 2004 (68 days) · Other

Signals

H•••••• S•••• S•••••••• left R•••• R••• A••••••• L•• for A••••• I••••••••• M••••••••• L•• (registered 2025-06-11)
Jun 10, 2025 · Advisor changed firm · fact
H•••••• S•••• S•••••••• left G•••••••• I••••••••• M••••••••• I••• for R•••• R••• A••••••• L•• (registered 2024-11-01)
Nov 5, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address