DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Registered advisor

M••• M••••••••

M•• C••••••state registeredKaneohe, HiIA-onlyIAPD 4365652

Certified Financial Planner

Feed of 09/14/2026

Also filed as M••• Kazuyoshi M••••••••

At current firm

0 y

since Jul 30, 2026

In the industry

25 y

since Apr 23, 2001 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

M•• C•••••• state registered current
since Jul 30, 2026 · Kaneohe, Hi
C••••• I••••••••• A••••••• L•• BD affiliated
Sep 10, 2020 to Nov 23, 2021 · Honolulu, Hi
O•••• W•••••• I••• BD affiliated
Mar 9, 2017 to Sep 22, 2020 · Honolulu, Hi
S••••••• I••••••••• I••• former
May 13, 2016 to Apr 5, 2017 · Honolulu, Hi
T••••••••• F•••••••• A•••••••• L•• BD affiliated
May 8, 2012 to May 13, 2016 · Honolulu, Hi
N•• E•••••• S••••••••• C••••••••• former
Oct 26, 2006 to May 2, 2012 · Honolulu, Hi
A••••••••• F•••••••• S•••••••• L•• national BD
May 14, 2001 to Aug 10, 2006 · Honolulu, Hi

Moves

a registration end followed by a registration begin elsewhere

C••••• I••••••••• A••••••• L•• to M•• C••••••
left Nov 23, 2021, registered Jul 30, 2026 (1710 days) · Affiliated broker-dealer or bank to a state-registered adviser
O•••• W•••••• I••• to C••••• I••••••••• A••••••• L••
left Sep 22, 2020, registered Sep 10, 2020 (-12 days) · Affiliated broker-dealer or bank to another
S••••••• I••••••••• I••• to O•••• W•••••• I•••
left Apr 5, 2017, registered Mar 9, 2017 (-27 days) · Other · moved with a team
T••••••••• F•••••••• A•••••••• L•• to S••••••• I••••••••• I•••
left May 13, 2016, registered May 13, 2016 (0 days) · corporate re-registration, not a move
N•• E•••••• S••••••••• C••••••••• to T••••••••• F•••••••• A•••••••• L••
left May 2, 2012, registered May 8, 2012 (6 days) · Other
A••••••••• F•••••••• S•••••••• L•• to N•• E•••••• S••••••••• C•••••••••
left Aug 10, 2006, registered Oct 26, 2006 (77 days) · Other

Signals

No dated event on this person.

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: STATE REGISTEREDderived
Years in industry: 25derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address