DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Christopher David Cox
Feed of 09/14/2026
At current firm
17 y
since Apr 2, 2009
In the industry
25 y
since Jun 12, 2001 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Cooper Mcmanus independent RIA currentsince Apr 2, 2009 · Irvine, Ca
- Securities America Advisors, Inc. formerApr 1, 2009 to Apr 2, 2009 · West Hollywood, Ca
- Banc Of America Investment Services, Inc. unclassifiedMay 13, 2002 to Apr 2, 2009 · Cucamonga, Ca
Moves
a registration end followed by a registration begin elsewhere
- Securities America Advisors, Inc. to Cooper Mcmanusleft Apr 2, 2009, registered Apr 2, 2009 (0 days) · Other
- Banc Of America Investment Services, Inc. to Securities America Advisors, Inc.left Apr 2, 2009, registered Apr 1, 2009 (-1 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address