DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Shamim Johnson Koch
Feed of 09/15/2026
Also filed as Shamim Dana Johnson
At current firm
1 y
since Sep 18, 2025
In the industry
23 y
since Jul 21, 2003 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Victory Capital Management Inc. asset manager currentsince Sep 18, 2025 · San Antonio, Tx
- Amundi Asset Management US, Inc. formerJan 4, 2021 to Apr 25, 2025 · Boston, Ma
- Amundi Pioneer Institutional Asset Management, Inc. formerApr 20, 2006 to Dec 31, 2020 · Boston, Ma
- Amundi Asset Management US, Inc. formerNov 9, 2005 to Apr 20, 2006 · Boston, Ma
- Amsouth Investment Management Company LLC unclassifiedSep 23, 2005 to Oct 18, 2005 · Birmingham, Al
- Amsouth Asset Management, Inc. unclassifiedJun 1, 2005 to Sep 19, 2005 · Birmingham, Al
Moves
a registration end followed by a registration begin elsewhere
- Amundi Asset Management US, Inc. to Victory Capital Management Inc.left Apr 25, 2025, registered Sep 18, 2025 (146 days) · corporate re-registration, not a move
- Amundi Pioneer Institutional Asset Management, Inc. to Amundi Asset Management US, Inc.left Dec 31, 2020, registered Jan 4, 2021 (4 days) · corporate re-registration, not a move
- Amundi Asset Management US, Inc. to Amundi Pioneer Institutional Asset Management, Inc.left Apr 20, 2006, registered Apr 20, 2006 (0 days) · corporate re-registration, not a move
- Amsouth Investment Management Company LLC to Amundi Asset Management US, Inc.left Oct 18, 2005, registered Nov 9, 2005 (22 days) · Other
- Amsouth Asset Management, Inc. to Amsouth Investment Management Company LLCleft Sep 19, 2005, registered Sep 23, 2005 (4 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Asset manager (funds and pooled vehicles)derived
- Years in industry
- 23derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address