RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
A•••••••• A••••••• M••••••
- M•••••• I••••••••• L•• independent RIA currentsince May 7, 2012 · King Of Prussia, Pa
- A•••• A•••• M••••••••• L•• independent RIADec 14, 2010 to Apr 26, 2012 · Lancaster, Pa
- D••••••• M••••••• W••••• • B••••••• L•• unclassifiedMar 22, 2006 to Dec 9, 2009 · Lancaster, Pa
- D••••••• M••••••• W••••• • B••••••• L•• unclassifiedApr 8, 1991 to Dec 31, 2003 · West Conshohocken, Pa
- A•••• A•••• M••••••••• L•• to M•••••• I••••••••• L••left Apr 26, 2012, registered May 7, 2012 (11 days) · Other
- D••••••• M••••••• W••••• • B••••••• L•• to A•••• A•••• M••••••••• L••left Dec 9, 2009, registered Dec 14, 2010 (370 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address