DFX Intelligence
RIA Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Registered advisor
E••• K•••••• K•••••
Feed of 09/15/2026
At current firm
6 y
since Oct 16, 2019
In the industry
24 y
since Jan 17, 2002 (earliest exam, job or registration)
Prior registered firms
2
IAPD previous registrations
State registrations
3
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- U••• B•••••• A•••••••• L•• BD affiliated currentsince Oct 16, 2019 · Manhattan Beach, Ca
- H••• S••••••••• •••• I••• BD affiliatedSep 24, 2008 to Oct 16, 2019 · Beverly Hills, Ca
- B••• O• A•••••• I••••••••• S•••••••• I••• unclassifiedJan 31, 2002 to Oct 13, 2006 · Pasadena, Ca
Moves
a registration end followed by a registration begin elsewhere
- H••• S••••••••• •••• I••• to U••• B•••••• A•••••••• L••left Oct 16, 2019, registered Oct 16, 2019 (0 days) · Affiliated broker-dealer or bank to another
- B••• O• A•••••• I••••••••• S•••••••• I••• to H••• S••••••••• •••• I•••left Oct 13, 2006, registered Sep 24, 2008 (712 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address