A•••• J•••• B•••••••

• L•• F•••••••• L•• BD affiliated current
  since Oct 30, 2025 · Hanover, Md
• M•• S••••••••• I••• unclassified
  Jul 2, 2013 to Jun 9, 2021 · Annapolis, Md
• A••••••••• F•••••••• S•••••••• L•• national BD
  Dec 20, 2012 to Jun 25, 2013 · Severna Park, Md
• S••••••• I••••••••• S•••••••• I••• former
  May 3, 2011 to Jan 2, 2013 · Salisbury, Md
• M•• S••••••••• I••• unclassified
  May 14, 2009 to May 2, 2011 · Bel Air, Md

• M•• S••••••••• I••• to L•• F•••••••• L••
  left Jun 9, 2021, registered Oct 30, 2025 (1604 days) · corporate re-registration, not a move
• A••••••••• F•••••••• S•••••••• L•• to M•• S••••••••• I•••
  left Jun 25, 2013, registered Jul 2, 2013 (7 days) · Other
• S••••••• I••••••••• S•••••••• I••• to A••••••••• F•••••••• S•••••••• L••
  left Jan 2, 2013, registered Dec 20, 2012 (-13 days) · Other
• M•• S••••••••• I••• to S••••••• I••••••••• S•••••••• I•••
  left May 2, 2011, registered May 3, 2011 (1 days) · Other

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Source

IAPD individual compilation feedreportedadviserinfo.sec.gov

Firm class

Broker-dealer affiliated wealth managerderived

Years in industry

20derivedfrom the earliest dated exam, employment or registration

Not published

disclosure flags, outside business text, branch street address