RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
B•••• J••••• W••••
- M•• C•••••• M••••••••• L•• independent RIA currentsince Nov 1, 2021 · Marriottsville, Md
- G•••• A•••• M••••••••• I•• formerJun 3, 2003 to Sep 24, 2021 · Marriottsville, Md
- S•••••• R••••••• • A••••••••• I••• unclassifiedApr 9, 1991 to Oct 23, 2003 · Hunt Valley, Md
- G•••• A•••• M••••••••• I•• to M•• C•••••• M••••••••• L••left Sep 24, 2021, registered Nov 1, 2021 (38 days) · RIA to RIA · moved with a team
- S•••••• R••••••• • A••••••••• I••• to G•••• A•••• M••••••••• I••left Oct 23, 2003, registered Jun 3, 2003 (-142 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 35derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address