DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••• B•••• O••••••••

S••••• W••••• M•••••••••independent RIARockford, Il IA-onlyIAPD 4378651

Feed of 09/14/2026

Also filed as Jamie O••••••••

At current firm

2 y

since Mar 10, 2024

In the industry

23 y

since Jan 3, 2003 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S65

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••• W••••• M••••••••• independent RIA current
since Mar 10, 2024 · Satellite Beach, Fl
F•••••••• F•••••••• former
Jul 18, 2017 to Jul 1, 2024 · Satellite Beach, Fl
I••••• F•••••••• C••••••••• former
Apr 6, 2016 to Jun 12, 2017 · Melbourne, Fl
I••••••••• A••••••• S••••••• I•• former
Jan 14, 2013 to Apr 13, 2016 · Melbourne, Fl
I••••• F•••••••• C••••••••• former
Sep 10, 2009 to Jan 4, 2013 · Melbourne, Fl
U•••• F•••••••• S••••••• G••••• I••• unclassified
Oct 2, 2007 to Sep 10, 2009 · Indian Harbour Beach, Fl
B••• O• A•••••• I••••••••• S•••••••• I••• unclassified
Oct 14, 2005 to Oct 3, 2007 · Chapel Hill, Nc
S••••• S••••••••• C••••••••• unclassified
Nov 10, 2004 to Aug 25, 2005 · Placentia, Ca
K••• F•••••••• M••••••••• L•• former
Nov 9, 2004 to Aug 31, 2005 · Placentia, Ca

Moves

a registration end followed by a registration begin elsewhere

F•••••••• F•••••••• to S••••• W••••• M•••••••••
left Jul 1, 2024, registered Mar 10, 2024 (-113 days) · Other · moved with a team
I••••• F•••••••• C••••••••• to F•••••••• F••••••••
left Jun 12, 2017, registered Jul 18, 2017 (36 days) · Other
I••••••••• A••••••• S••••••• I•• to I••••• F•••••••• C•••••••••
left Apr 13, 2016, registered Apr 6, 2016 (-7 days) · Other
I••••• F•••••••• C••••••••• to I••••••••• A••••••• S••••••• I••
left Jan 4, 2013, registered Jan 14, 2013 (10 days) · Other
U•••• F•••••••• S••••••• G••••• I••• to I••••• F•••••••• C•••••••••
left Sep 10, 2009, registered Sep 10, 2009 (0 days) · Other
B••• O• A•••••• I••••••••• S•••••••• I••• to U•••• F•••••••• S••••••• G••••• I•••
left Oct 3, 2007, registered Oct 2, 2007 (-1 days) · Other
K••• F•••••••• M••••••••• L•• to S••••• S••••••••• C•••••••••
left Aug 31, 2005, registered Nov 10, 2004 (-294 days) · Other
S••••• S••••••••• C••••••••• to B••• O• A•••••• I••••••••• S•••••••• I•••
left Aug 25, 2005, registered Oct 14, 2005 (50 days) · Other

Signals

J•••• B•••• O•••••••• left F•••••••• F•••••••• for S••••• W••••• M••••••••• (registered 2024-03-10)
Jul 1, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 23derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address