RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•••• B•••• B•••
- L•• F•••••••• L•• BD affiliated currentsince Jul 6, 2018 · Lake Worth, Fl
- G••••• F•••••••• G•••• formerSep 6, 2011 to Jun 15, 2018 · Boca Raton, Fl
- A••••••••• F•••••••• S•••••••• L•• national BDMay 28, 2003 to Aug 9, 2011 · Boca Raton, Fl
- G••••• F•••••••• G•••• to L•• F•••••••• L••left Jun 15, 2018, registered Jul 6, 2018 (21 days) · RIA to RIA
- A••••••••• F•••••••• S•••••••• L•• to G••••• F•••••••• G••••left Aug 9, 2011, registered Sep 6, 2011 (28 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address