RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
E••••• C•••• G••••••••
- F•••••••• L••• P•••••••• L•• state registered currentsince Oct 6, 2008 · Marlton, Nj
- L•••••• S•••• W••••• M••••••••• I••• unclassifiedJan 31, 2007 to Dec 31, 2008 · Cherry Hill, Nj
- O•••• F•• I••• formerApr 13, 2004 to Feb 2, 2007 · Cherry Hill, Nj
- E•••••••• A•••••••• L•• national BDJul 2, 2002 to Jan 3, 2003 · Marlton, Nj
- L•••••• S•••• W••••• M••••••••• I••• to F•••••••• L••• P•••••••• L••left Dec 31, 2008, registered Oct 6, 2008 (-86 days) · Other
- O•••• F•• I••• to L•••••• S•••• W••••• M••••••••• I•••left Feb 2, 2007, registered Jan 31, 2007 (-2 days) · Other
- E•••••••• A•••••••• L•• to O•••• F•• I•••left Jan 3, 2003, registered Apr 13, 2004 (466 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address