RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••••• H• H••••••
- F•••••••• W••••• A•••••••• L•• state registered currentsince Mar 6, 2026 · Fort Wayne, In
- C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated currentsince Feb 27, 2026 · Fort Wayne, In
- P••••••• F•••••••• independent RIAAug 5, 2004 to Mar 2, 2026 · Fort Wayne, In
- C•••••••• I••••••••• R•••••••• I••• unclassifiedJul 1, 2004 to Sep 30, 2004 · Fort Wayne, In
- O•••• F•• I••• formerAug 16, 2001 to Jul 2, 2004 · Fort Wayne, In
- P••••••• F•••••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••left Mar 2, 2026, registered Feb 27, 2026 (-3 days) · RIA to affiliated broker-dealer or bank · moved with a team
- C•••••••• I••••••••• R•••••••• I••• to P••••••• F••••••••left Sep 30, 2004, registered Aug 5, 2004 (-56 days) · Other
- O•••• F•• I••• to C•••••••• I••••••••• R•••••••• I•••left Jul 2, 2004, registered Jul 1, 2004 (-1 days) · Other
- S•••••• H• H•••••• left P••••••• F•••••••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2026-02-27)Mar 2, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address